As we head into 2023, risk, regulatory, and compliance teams across the financial services industry face challenges on multiple fronts. Forward-thinking teams are adapting to an ever-changing industry as new rules and regulations, emerging technologies, an uncertain economy, and a heightened focus on environmental, social, and governance issues continue to shift the landscape.
Lean into 2023 by learning how your risk, regulatory, and compliance teams can adapt and plan accordingly, act proactively, and succeed. Join Point B’s senior financial services executives, Vincent Tarantino and Christian Sterk, as they share insights on:
- The significance of accurate and complete data across the organization and the necessity for governance, oversight, and controls.
- How innovations in technology have and will continue to transform the risk, regulatory and compliance landscape; pros and cons.
- Navigating ESG regulations and reporting frameworks, and the impact of climate risk disclosure
Meet the Speakers
Vincent Tarantino, Global Financial Services Senior Principal, Point B
Vincet leads go-to-market strategy, development of competencies, and management of staff and projects, for the Risk, Regulatory, and Compliance function of Point B’s Financial Services practice. With 25 years of experience, including senior executive positions at the PHLX, Morgan Stanley, Deloitte, Citi, in addition to experience as the Chief Regulatory Officer at the Boston Options and Stock Exchanges, Vincent brings a wealth of risk, regulatory, and compliance knowledge to Point B.
Christian Sterk, Global Financial Services Principal, Point B
Christian is a principal consultant supporting capital markets clients at Point B. He brings more than 15 years of experience leading and connecting cross-functional finance, technology and business teamsto execute successful governance, risk and control initiatives. Prior to joining Point B, Christian held leadership positions at Bank of America, Deloitte, and Deutsche Bank, where he gained expertise in risk and regulatory implementation, process control design, data management and corporate strategy.